Compliance Officer

Compliance Officer ABOUT US Bergos is an independent private bank based in Zürich. We have a clear focus: to protect and increase our clients' assets. We believe in a holistic approach that considers our clients as individuals and within the overall system of their lives, incorporating all aspects as well as their interdependencies. We offer innovative solutions tailored to the needs of private and institutional clients. WE ARE LOOKING FOR Would you like to become part of an independent private bank and work in a personal and professional environment? To strengthen our team, we are looking for a committed personality for the position of Compliance Officer (100%). YOUR TASKS Review of account openings and assessment of the KYC information of business relationships with increased risks, followed by issuing recommendations to the executive management Periodic review and approval of the KYC of existing client relationships Monitoring and assessment of AML notifications in close cooperation with the client advisors Support of the client advisors on compliance-specific topics such as KYC, VSB, AML, etc. Examination and timely answering of authority inquiries Review of the market behavior of clients, processing and assessment of conflicts of interest and employee transactions Conducting training sessions and creating training material in cooperation with the HR department Participation in the directive system as well as contribution to the regular compliance reporting to the executive management Support in compliance-specific projects and regulatory initiatives PROFILE Completed studies (university, technical college, or higher education institution) in law or business administration; compliance further training is an advantage At least 5 years of professional experience in the field of compliance or risk management in the financial industry Expertise in compliance topics with a focus on client onboarding, periodic KYC review and AML monitoring Knowledge of the Swiss regulatory environment, particularly the AML regulations, requirements and standards for KYC and client documentation Assertive and resilient personality with strong organizational and operational skills Ability to write precise and convincing assessments Independent, efficient, precise and solution-oriented way of working Very good knowledge of MS Office applications Very good German and English skills; other languages are an advantage WE OFFER A professional and personal working environment in an independent private bank Short decision-making paths as well as a collegial and appreciative working environment A varied and responsible activity Attractive employment conditions Development opportunities in a dynamic environment Modern workplaces in a central location in Zürich jpid964206bjm jit0834jm jiy26jm