Specialist Compliance Officer
- Employment type
- Full-time
- Location
- Bern
- Company
- Berner Kantonalbank AG (BEKB | BCBE), 3011 Bern
- First posted
Specialist Compliance Officer (a)
We are constantly developing new ideas to improve ourselves and our services. Our specialists are the driving forces in this process.
Do you want to be at the pulse of the capital market and investment business? Then you are the right fit for this exciting position as a Specialist Compliance Officer, in which you will bring your team to the next level and decisively help shape BEKB. Let your ideas grow with us; together we offer more than banking.
Our "Governance & Finanzcompliance" team specializes in the management of compliance and legal risks, particularly in the areas of investing and trading. We are specifically the contact point for the topics of Suitability / Asset Management (including conflicts of interest and sustainability) and market conduct rules. Additionally, we operate the specialized unit for instructions (Weisungswesen) and are responsible for the bank's Regulatory Monitoring.
Specialist Compliance Officer (a)
Workload
80-100%
Work location
Bern-Bundesplatz
How you inspire
You initiate and carry out 2nd-line controls in the areas of Suitability and Asset Management (FIDLEG, KAG, FINIG) and analyze the annual risks in these areas
You process inquiries regarding Suitability and Asset Management (FIDLEG, KAG, FINIG)
You develop training materials and participate in training and further education regarding Suitability and Asset Management (FIDLEG, KAG, FINIG)
You review and process internal instructions and contracts in the areas of Suitability and Asset Management
You participate in further compliance tasks (including controls, inquiries, training and further education, instructions, contracts) regarding market conduct rules (including personal transactions), conflicts of interest, sustainability, the specialized unit for instructions, and Regulatory Monitoring
What you bring
You have a completed Swiss university degree in law or economics (Uni/FH/HF). In-depth additional training in the corresponding compliance areas is an advantage
You have in-depth knowledge and experience (ideally supervisory experience) in the areas of Suitability and Asset Management (FIDLEG, KAG, and FINIG)
You have IT affinity (Excel and data analysis) and show enjoyment in dealing with new technologies
You are a committed personality who likes to take initiative, thinks entrepreneurially, and is always curious. In doing so, you like to take responsibility and possess a flair for the digitalization of compliance
You are interested in developments in the financial market and financial market law
You command the German language with stylistic confidence in speaking and writing, and advantageously possess good knowledge in [ösis]
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Promotion of your individual development needs, temporally and financially
Flexible forms of working (part-time, job-sharing, home office, annual working hours)
Between 27 – 30 vacation days per year
Sustainable compensation: no individual bonuses, but profit sharing for all employees
How we treat each other: Du-culture - open – personal – team-oriented
Dini BEKB
For pioneers, bridge builders, and future shapers: The BEKB Group has a lot to offer you as an employer – far more than banking. In the Bern/Solothurn region, we advise and accompany private and corporate customers with innovative financial services. The needs of our customers are always the focus of our daily work. With our IT subsidiary aity AG, we create the right technical prerequisites for this.
The well-being of our employees is important to us. We promote young as well as experienced talents in their development, advocate for individual and flexible forms of work, and pave the way for our employees for further education and career opportunities. In doing so, our open and positive corporate culture is at the forefront. Trust, commitment, and sustainability are firmly anchored with us; diversity, collaboration, and humor are part of our DNA.
Dini zuekünftigi Füehrigsperson
Your manager looks forward to giving you information about your future position, such as your activities and your team:
Noélie Läser
Head of Governance & Finanzcompliance
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Dini Kontaktperson us em HR
We are happy to answer your questions about the application process, your future employment conditions, and the BEKB culture:
HR Business Partner
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