Compliance Officer Communication Monitoring (m/f/d)

100% | Legal / Compliance | Zürich | Experienced Professionals Our Control Room team is the hub for managing compliance risks in the areas of independent financial analysis, trading, and capital markets. We are responsible for ensuring compliance with guidelines regarding independent financial analyses, market conduct rules, and the handling of insider information, as well as reporting and disclosure obligations. In doing so, you make an important contribution to fair and transparent trading. Do you want to be close to the pulse of the capital market and stock exchange trading and understand complex economic relationships and the interests of market participants? Then we look forward to your application. Your Tasks • Analyze, evaluate, and process communication data (e.g., emails, chats, voice recordings) with a view to possible rule or law violations • Document your investigations carefully and in an audit-proof manner • Participate in the further development, optimization, and parameterization of existing and new monitoring systems • Work closely with IT, legal services, compliance colleagues, and specialist departments to ensure regulatory and technical requirements • Observe regulatory developments and market trends in the field of communication monitoring and derive optimizations for processes, controls, and systems • Support the team with further Control Room tasks such as monitoring trading transactions, investigations into possible inadmissible market behavior, and projects • Act as a contact point for general inquiries regarding Control Room topics Your Profile • Completed studies, higher vocational school, or comparable training with relevant professional experience • Professional experience in the compliance environment of a bank or a financial institution, ideally in communication monitoring, Financial Crime, or market conduct monitoring • Understanding of modern communication platforms and ideally experience with systems for monitoring electronic communication or trading activities • Good understanding of the relevant regulatory requirements (e.g., FINMA circulars, market conduct and conduct rules, data protection, and banking secrecy) • High affinity for IT systems and data as well as a strong understanding of compliance and control • Great interest in securities trading and research topics • You convince with analytical and solution-oriented skills as well as clear and target-group-oriented communication • The ability to critically question complex communication patterns and independently assess regulatory risks completes your profile • Very good German and good English skills in spoken and written form Our Offer • Motivated, self-organized, and upbeat team that is looking forward to meeting you • Exciting and diverse range of tasks with many networking opportunities in the trading and control environment • We offer you space for your ideas and thus shape the bank of tomorrow • Diverse opportunities to develop personally and professionally • Central workplace at our headquarters on Bahnhofstrasse with good transport connections • Flexible working hours, mobile working, and compatibility of career and private life are a matter of course for us • Culture of appreciation combined with an open and honest communication style • Comprehensive package with an attractive basic salary, variable compensation, and versatile benefits Your Contact Fatima Malik flooks forward to helping you. Telephone: 044 292 30 24